FIN Compliance

FIN Compliance | Lancer | Auditor | Trainer, provides compliance and training systems to the FIN Service Ecosystem, which includes SEC and state-registered investment advisors, financial planners, securities attorneys, auditors, insurance agents, private funds, and broker-dealers. We partner with a consortium of compliance, technology, and training consultants to assist investment firms in structuring, maintaining, and developing their regulatory review and training programs in the cloud.

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