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Wednesday, October 30, 2024 STP Investment ServicesThe Biggest Compliance Traps That You Don’t Even Know Are Happening at Your Firm
In today's regulatory environment, Chief Compliance Officers (CCOs) face significant challenges. From AI adoption to off-channel communications and the complexities of the new Marketing Rule, the risks are real and the costs of non-compliance are steep.
About STP Investment Services
STP Investment Services is an award-winning technology-enabled services company that provides middle, back-office, and compliance solutions to investment advisers, including investment managers, hedge fund and private equity advisers, family offices, wealth managers, and asset owners. STP provides a range of services to process all asset classes and meet ever-evolving regulatory requirements. With 250 employees, STP services and provides solutions to clients representing $400+ billion in assets.
Introduction to STP Investment Services
